Bank of America U.S. Broker Dealer Regulatory Reporting Controller II in Charlotte, North Carolina
U.S. Broker Dealer Regulatory Reporting Controller II –
Preparation of Daily and monthly 15c3-1 Capital computation.
Responsible for the maintenance of 15c3-1 capital procedures, control documentation, and spreadsheet compliance.
Responsible for responding to queries from Business Partners related to the daily 15c3-1 capital computation.
Assistance with providing support to FINRA, SEC, Internal, and public auditors
Working with FAKC (Offshore) team for tasks related to 15c3-1 capital
Preparation of daily FCM CFTC client protection calculations
Bachelor’s degree (or higher) (finance or accounting strongly preferred)
Minimum of four years of professional experience in accounting/finance
Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines
Strong problem solving skills and analytical abilities
Strong communication and presentation skills
Ability to work well both independently and as part of a team
Strong attention to details
Advanced experience/skills with Excel and complex spreadsheets
Desired Skills :
Previous experience in the financial services industry
Previous experience in a regulatory reporting role and SEC Broker-Dealer rules 15c3-1 and 15c3-3
CPA or equivalent a plus
Posting Date : 02/14/2018
Charlotte, NC, TRANSAMERICA SQUARE, 401 N TRYON ST,
- United States
Travel : No
Full / Part-time : Full time
Hours Per Week : 40
Shift : 1st shift
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